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NBC Securities, Inc - Building Wealth. Building Relationships.
NBC Securities is a full service broker-dealer and registered investment advisor that provides investment services to retail and institutional clients
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Core Practice: Securities, Litigation, and Arbitration. Representing Broker-Dealers, Registered Persons & Investment Advisers. SEC/FINRA Litigation/Enforcement Actions. Complex Business Disputes. Corporate & Securities Transactions.
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Registered Securities Broker Dealer
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About Wildermuth Securities Wildermuth Securities, LLC is a co-distributing broker dealer for the Wildermuth Endowment Fund, a closed-end interval fund. The company’s dedicated team possesses significant experience servicing and supporting registered investment advisors, independent broker dealers, and other financial firms. Wildermuth Securities is also committed to the ongoing education
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An SEC-Registered Investment Advisory Firm, offering professional money management services to private clients, brokers, and broker-dealers.
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BML Securities, LLC is a FINRA-registered broker-dealer, based in Cambridge, Massachusetts.
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ERG Securities (US) LLC is a FINRA registered US Broker Dealer focused on the private debt markets.
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AXIA Investments: Redefining CFD Investment Possibilities
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Finaux Alpha 6 - SEBI Registered Investment Adviser
SEBI Registered Investment Adviser
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Euro Pacific Capital - SEC Registered Investment Advisory Firm in USA
Welcome to Euro pAcific Capital. A division of A.G.P. / Alliance Global Partners, an SEC registered investment advisor and broker-dealer in USA
Veber Partners | Investment Banking Company | Portland
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IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
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Rick Bollar | Licensed Securities Broker-Dealer
Licensed Securities Broker-Dealer
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Openmarkets: Australia’s premier wholesale share trading API partner
One of Australia's largest retail brokers, providing API & white label solutions for fintechs and AFSLs, including fund managers, advisers and planners.
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TKG Financial is an independent broker/dealer licensed to offer securities, investment advisory services and insurance products based in Santa Barbara, CA.
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Sports & Entertainment Investment Advisers, LLC - a registered investment adviser focused on the sports & entertainment investment sectors. (844) 734-2669
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uttonwood Due Diligence Services, LLC, Buttonwood, offers the highest level of due diligence in alternative investments for the Registered Investment Advisors, Broker Dealer & Family Office Communities.
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Hudson River Analytics, Inc. is a provider of financial, accounting and related IT professional services to financial services firms. Clients include investment, commercial and retail banks; asset managers; broker-dealers; hedge funds and other financial i
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Established in 1989 by principals Seymour Zises and Andrea Tessler, Family Management is a New York-based registered investment adviser and broker dealer serving high net worth individuals, families and non-profit organizations. With more than $2.6 billion of assets under management*, we provide attentive professional service and advice across all areas of financial planning. We areRead more »
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independent investment dealer discount broker specialized in small medium cap physical stock certificate deposit low priced 0.0001 securities
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ETFs - ZEGA Financial ETFs
ZEGA Financial is an SEC-registered investment adviser and investment manager that specializes in derivatives.
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Financial Advisor Placement Services is the premier financial advisor recruiting firm, that specializes in placing only financial advisors with broker dealers and registered investment advisors. We represent over 85 broker dealers and RIAs nationwide and we work as your agent every step of the way. The broker dealers pay our fee, so there is no cost to the financial advisor!
Fenix Securities
Fenix Securities, LLC is a Broker-Dealer registered with the United States Securities and Exchange Comission (SEC), with the Financial Industry Regulatory Authority (FINRA) and with the National Futures Association (NFA).
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Like all US regulated brokers, Forex.com is a trusted resource for traders operating there. Within the US, this Forex broker is registered as: Futures Commission Merchant (FCM) and Retail Foreign Exchange Dealer (RFED) with the Commodity Futures Trading Commission (CFTC)
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Like all US regulated brokers, Forex.com is a trusted resource for traders operating there. Within the US, this Forex broker is registered as: Futures Commission Merchant (FCM) and Retail Foreign Exchange Dealer (RFED) with the Commodity Futures Trading Commission (CFTC)
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Decentralized Broker Dealer ~ Securities Services for a Distributed Future
Parkland Securities, LLC
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Britehorn Partners
A leading middle-market investment bank and independent broker-dealer platform
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RIA Compliance Software and Services - RIA in a Box
RIA in a Box® is a leading registered investment adviser (RIA) compliance software provider offering RIA compliance services and solutions.
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Cipher Tech provides services for the sale of cryptocurrencies options (Bitcoin, Ethereum), digital and crypto assets trading, crypto derivatives and structured products for BTC and ETH. Cipher Tech is a registered as an Investment Adviser with the U.S. Securities and Exchange Commission.
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Preferred Capital Securities (PCS) The alternative investment landscape is complex. Issuers in Independent Broker Dealer and RIA channels seek solid results. This is where we thrive. As an independent, third-party Managing Broker Dealer, PCS offers end-to-end strategic guidance that puts our partners on the right path.
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Join Western: Independent Securities Broker Dealers & Financial Advisors
Join Western is an Independent Broker Dealer Firm that Provides Brokerage, Securities Services, Financial Advisory & Planning to Large Financial Institutions.
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Tools for Brokers is an award-winning technology provider for retail brokers.
Concorde | Financial Solutions
Concorde is an award-winning, SEC-Registered Investment Advisor (RIA), full-service broker-dealer and insurance firm that empowers financial professionals, their clients and the community at large through a thoughtfully interconnected ecosystem of financial, insurance and investment solutions.
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Licensed Adviser: Search for Registered Investment Advisers Near You
Use the most comprehensive directory for SEBI Registered Investment Advisers (RIAs) in India to find a qualified, licensed adviser near you.
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InvestEd Advisory Baltimore is a Fiduciary Registered Investment Advisory Firm. We help clients with investment advising, financial planning and education.
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Equity Retail Brokers provides comprehensive retail real estate services through the company’s four divisions of Investment Sales, Leasing, Tenant Representation, and Asset Management in Pennsylvania, New Jersey and Delaware.
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We have registered financial advisers and Authorised Financial advisers well versed with investments. Our advisers are skilled and experienced in advising on the following types of investments: listed shares/stocks, unit trusts fixed interest investments - term deposits, bonds, capital notes - Kiwisaver options, as well as precious metal investments such as gold and silver
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Financial Advice is offered through RiverStone Wealth Management LLC, a Registered Investment Adviser.
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Zevenbergen Capital Investments LLC is a registered investment adviser specializing in managing high-conviction growth equity strategies.
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Securities brokerage professionals providing regulatory compliance, registration, audit, and back office services to broker dealers, RIAs, hedge funds, banks and more.
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We provide "A Better Way" for financial service
LifeMark Securities in Rochester, NY is a top independent broker dealer. We serve broker dealers and financial advisors, with maximum integrity and autonomy to allow and encourage growth.
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Home - CFPA Guide
The Consumer Financial Protection Act and Bureau – A Legal Guide With the passage of the Consumer Financial Protection Act of 2010 and the creation of the Consumer Financial Protection Bureau, Congress has created a federal system of consumer financial services regulation for both banks and nonbank lenders, mortgage originators and servicers, credit reporting agencies, debt collectors and payment and money transmitters. For the first time, nonbanks are subject to intensive, bank-like federal regulation...
Home - Publicly Traded Private Equity
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Welcome to the Comprehensive Source for Worker Classification News and DevelopmentsWorkerClassification.com is your first and last stop for classification news and developments. The goal of this website is to post accurate and up-to-date classification news and information. Visitors to this site will have access to helpful federal and state resources addressing worker classification and information on developing classification trends, including articles, recent opinions, and government reports.Why Is Worker...
Home - Dilworth Paxson LLP
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Eversheds Sutherland is an international top 40 law practice helping a global client base ranging from small and mid-sized businesses to the largest multinationals solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.
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For over 90 years, Best & Flanagan has represented individuals, businesses and national Fortune 500 companies involved in legal disputes.
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Since the law firm’s inception, Liskow & Lewis has focused on serving the energy and oil and gas industry. The Louisiana and Texas firm serves a variety of industries with its wide-ranging litigation and transactional practice.
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Merchant & Gould - Intellectual Property Law
Merchant & Gould P.C., an IP law firm, has helped innovators around the globe protect and maximize intellectual property assets since 1900.
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Williams & Connolly is widely recognized as one of the nation’s premier litigation firms. Our lawyers routinely handle significant and complex civil, criminal, and administrative cases across the United States and around the globe.
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With offices in Dallas, Austin and Houston, the commercial law firm Munsch Hardt Kopf & Harr, PC represents individuals, businesses and corporations nationwide.
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Home - Winstead PC
Winstead is among the largest business law firms in Texas. Our attorneys and consultants serve as trusted advisors to mid-market and large businesses, providing a core range of legal services that are critical to their operation and success. From its well-known reputation in real estate and financial services to its corporate and high-stakes litigation practice, Winstead uses solid legal experience to deliver innovative solutions on your terms.
BPM Accounting and Consulting Firm-Tax-Audit-Outsourced Accounting
BPM is one of the largest California-based accounting and consulting firms, ranked in the top 50 in the U.S. BPM services include Tax, Audit, and Consulting.
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